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Valuation and Option Pool — Understand the trade off

One of the more contentious things in the negotiation between an entrepreneur and a VC over a financing, particularly an early stage financing, is the inclusion of an option pool in the pre-money valuation. As my friend Mark Pincus likes to say, “it’s just another way to lower the price”.

I’ll accept that critique. And take it one step further. The option pool is absolutely a piece of the price negotiation. But it is a very important one as I’ll explain.

But first, let me lay out a few things for those who aren’t well versed in these matters. The
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How Do VCs Mitigate Risk In Their Investment Portfolios?

(Although this orignal post was written about VC diversification, the points are equally valid for Angels.)

Question: How do VCs mitigate risk in their investment portfolios? Are VCs simply looking to diversify the type and stage of companies in which they invest, or do they employ other financial hedging strategies?

I’m not aware of VCs using classic financial hedging strategies. In many cases, they are prohibited from doing this by their LP agreements and/or investment documents in the companies when they make an investment. While I’m sure there are some folks that
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Angel Capital Education Foundation / Starting an Angel Group

As more and more investors and communities recognize the benefits of establishing angel groups, it’s important to have resources that ensure that they don’t have to recreate the wheel. The Kauffman Foundation and several angel group leaders have developed tools that will help groups in formation get a quicker and more effective start.

This page includes many practical tools for determining the best structure for your group and beginning operations. It should be noted that there is not one “right” structure or methodology for assessing community readiness for an angel network – the to
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Angel Capital Education: Angels on Corporate Boards – Managing Your Risk

Angels on Corporate Boards – Managing Your Risk

Angels serve on boards of directors of portfolio companies because they want to contribu
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Best Practices for Angel Investors and Entrepreneurs by Basil Peters

Angelblog is devoted to the development of best practices for angel investors and entrepreneurs. Its goal is to facilitate profitable, fair and enjoy
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Best Practice Guidance for Angel Groups — Deal Structure and Negotiation

Structuring the deal is a key aspect of completing an angel round of financing. It is critical to ensuring that management, employees, past investors
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Age of the Angel: Best Practices for Angel Groups and Investors

A comprehensive, online book that covers many aspects of Angel Investing very well. Also available as a paperback.
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